Date authorised
18 July 2014
Companies House
08684826
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18A London Road
    Southampton
    Hampshire
    SO15 2AF
    UNITED KINGDOM
    Phone
    +4402380420701
  • Complaints Contact

    18A London Road
    Southampton
    Hampshire
    SO15 2AF
    UNITED KINGDOM
    Phone
    +4402380420701

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to debt counselling which is provided in connection with buy-to-let mortgages and second charge mortgages only
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Ian Taylor

    IRN AIT01016

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (18 Jul 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Jul 2014 to 30 Sep 2018)
  • Christopher James Blunt

    IRN CJB01440

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Significant management (since 1 Jan 2020)
    • [FCA CF] Benchmark submission and administration (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • [PRA CF] Key function holder (since 1 Jan 2020)
    • CF1 Director (18 Jul 2014 to 27 Oct 2014)
  • Gary Kenneth Eastwood

    IRN GKE01005

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Benchmark submission and administration (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • Jagjit Singh Goraya

    IRN JXG00552

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Benchmark submission and administration (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • Kerry Green

    IRN KXG00236

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Benchmark submission and administration (since 1 Jan 2020)
  • Ronald Kerr

    IRN RXK00300

    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 28 Feb 2025)
    • [FCA CF] Benchmark submission and administration (1 Jan 2020 to 28 Feb 2025)
    • [FCA CF] Client dealing (1 Jan 2020 to 28 Feb 2025)

Recent activity

Updates to this firm's record on the FCA register.

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