Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 21 Nov 2025)
    • CF30 Customer (since 21 Oct 2025)
    • (1)Employed By (since 21 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (29 Nov 2017 to 31 May 2024)
  • HawkinsThomas Ltd (no longer approved here)

    FRN 747212

    • (5)Employed By (23 Jan 2019 to 31 May 2024)
  • Christopher Blackler (no longer approved here)

    FRN 795168

    • Employed By (29 Nov 2017 to 15 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (PDB) Ltd

  2. controlled function added: (1)Employed By at Finli (PDB) Ltd