Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Material risk taker (since 2 Feb 2026)
- [FCA CF] Significant management (since 2 Feb 2026)
- [FCA CF] Manager of certification employee (since 18 Apr 2024)
- [FCA CF] Client dealing (9 Feb 2023 to 5 Feb 2026)
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Liquidnet Europe Limited
FRN 198039
- [FCA CF] Material risk taker (since 1 Jan 2023)
- [FCA CF] Significant management (9 Dec 2019 to 27 Feb 2026)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Feb 2026)
- CF30 Customer (23 Mar 2015 to 8 Dec 2019)
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- CF30 Customer (4 Sep 2009 to 29 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.