Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
    • [FCA CF] Client dealing (since 1 Aug 2024)
  • Milecross Financial Solutions Limited (no longer approved here)

    FRN 413142

    • (32)Employed By (1 May 2024 to 12 Jul 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (6 Oct 2023 to 12 Jul 2024)
    • CF30 Customer (20 Sep 2023 to 12 Jul 2024)
  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Sep 2023)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (2 Feb 2012 to 7 Mar 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 31 Dec 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (9 Jun 2008 to 14 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.