Christopher Hartley

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Retail Merchant Services Limited (no longer approved here)

    FRN 917317

    • Director of firm who is not a certification employee or a SMF manager (2 Nov 2023 to 31 Dec 2025)
  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • [FCA CF] Manager of certification employee (28 Oct 2020 to 22 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2023)
    • CF30 Customer (23 Mar 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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