Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tom French & Associates Limited
FRN 185513
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- Responsible for Insurance Mediation (18 Feb 2013 to 30 Sep 2018)
- CF8 Apportionment and Oversight (27 Nov 2008 to 31 Mar 2009)
- CF1 Director (27 Nov 2008 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 15 Dec 2007)
- CF21 Investment Adviser (23 Sep 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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