Christopher Gordon Coles

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Life & Pensions UK Limited (no longer approved here)
FRN 185896
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 1 Jan 2019)
- [FCA CF] Significant management (10 Dec 2018 to 31 Jan 2021)
- CF11 Money Laundering Reporting (19 Jun 2017 to 9 Dec 2018)
Aviva Credit Services UK Limited (no longer approved here)
FRN 724447
- CF11 Money Laundering Reporting (1 Feb 2018 to 1 Jan 2019)
Sunlife Limited (no longer approved here)
FRN 769427
- CF11 Money Laundering Reporting (26 Jun 2017 to 26 Jun 2017)
Phoenix Life Limited (no longer approved here)
FRN 110418
- CF11 Money Laundering Reporting (4 Jun 2015 to 13 Jun 2017)
Phoenix Group Management Services Limited (no longer approved here)
FRN 415029
- CF11 Money Laundering Reporting (4 Jun 2015 to 13 Jun 2017)
Pearl Group Services Limited (no longer approved here)
FRN 571858
- CF11 Money Laundering Reporting (4 Jun 2015 to 13 Jun 2017)
STANDARD LIFE FUND MANAGERS LIMITED (no longer approved here)
FRN 651226
- CF11 Money Laundering Reporting (4 Jun 2015 to 13 Jun 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.