Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • I-Property Finance Limited (no longer approved here)

    FRN 734423

    • [FCA CF] Functions requiring qualifications (7 Dec 2021 to 28 Feb 2022)
  • Davies Financial Limited (no longer approved here)

    FRN 429088

    • [FCA CF] Client dealing (18 Mar 2021 to 10 Nov 2021)
    • [FCA CF] Functions requiring qualifications (18 Mar 2021 to 10 Nov 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (7 Jun 2002 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (8 Jan 2002 to 7 Jun 2002)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (7 Jun 2002 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (8 Jan 2002 to 7 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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