Date authorised
14 July 2016
Companies House
07260842
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor
    9-11 Cowbridge Road
    Pontyclun
    Rhondda Cynon Taf
    CF72 9EA
    UNITED KINGDOM
    Phone
    +4403300571866
  • Complaints Contact

    First Floor
    9-11 Cowbridge Road
    Pontyclun
    Rhondda Cynon Taf
    CF72 9EA
    UNITED KINGDOM
    Phone
    +4403300571866

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Fairclough

    IRN AXF01463

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jul 2016 to 8 Dec 2019)
  • Andrew Lloyd Mallett

    IRN ALM00001

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
  • Christopher George Margetson

    IRN CGM01051

    • [FCA CF] Functions requiring qualifications (7 Dec 2021 to 28 Feb 2022)
  • Daniel Charles Yeo

    IRN DCY01013

    • Responsible for Insurance Distribution (17 Feb 2020 to 5 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 5 Jun 2020)
    • CF10 Compliance Oversight (28 Feb 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (28 Feb 2019 to 5 Jun 2020)
    • CF1 Director (28 Feb 2019 to 8 Dec 2019)
  • Daniel Judd

    IRN DRJ01070

    • [FCA CF] Functions requiring qualifications (2 Apr 2024 to 26 Feb 2025)
  • Janice Macleod

    IRN JXM00726

    • [FCA CF] Functions requiring qualifications (2 Apr 2024 to 26 Feb 2025)
  • Jonathan Mark Lewis

    IRN JML01147

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 30 Jul 2020)
    • SMF3 Executive Director (since 30 Jul 2020)
    • Responsible for Insurance Distribution (since 30 Jul 2020)
    • SMF16 Compliance Oversight (since 30 Jul 2020)
    • Responsibility for MCD Intermediation (since 30 Jul 2020)
  • Robert Capon

    IRN RXC00013

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2023)
  • Simon Griffiths

    IRN SXG00343

    • [FCA CF] Functions requiring qualifications (21 Jun 2021 to 3 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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