Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Mar 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Mar 2023)
    • CF3 Chief Executive (2 Jun 2017 to 8 Dec 2019)
    • CF1 Director (25 Feb 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Feb 2013 to 30 Sep 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (1 Nov 2007 to 15 May 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF1 Director (AR) (21 Feb 2002 to 1 Jan 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.