Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Aug 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Aug 2023)
    • CF3 Chief Executive (13 Apr 2017 to 9 Dec 2019)
    • CF10a CASS Oversight function (17 May 2016 to 28 Nov 2017)
    • CF1 Director (1 Feb 2016 to 9 Dec 2019)
    • CF28 Systems and controls (1 Feb 2016 to 28 Nov 2017)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Aug 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Aug 2023)
    • CF3 Chief Executive (13 Apr 2017 to 9 Dec 2019)
    • CF28 Systems and controls (1 Feb 2016 to 28 Nov 2017)
    • CF1 Director (1 Feb 2016 to 9 Dec 2019)
  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Aug 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Aug 2023)
    • SMF3 Executive Director (7 Nov 2019 to 16 Sep 2020)
    • SMF1 Chief Executive (7 Nov 2019 to 16 Sep 2020)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF10a CASS Oversight function (1 Oct 2011 to 30 Oct 2015)
    • CF1 Director (18 Jan 2011 to 30 Oct 2015)
    • CF28 Systems and controls (18 Jan 2011 to 30 Oct 2015)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF10a CASS Oversight function (1 Oct 2011 to 30 Oct 2015)
    • CF28 Systems and controls (18 Jan 2011 to 30 Oct 2015)
    • CF1 Director (18 Jan 2011 to 30 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

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