Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Dec 2019 to 6 Aug 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Aug 2023)
- CF3 Chief Executive (13 Apr 2017 to 9 Dec 2019)
- CF10a CASS Oversight function (17 May 2016 to 28 Nov 2017)
- CF1 Director (1 Feb 2016 to 9 Dec 2019)
- CF28 Systems and controls (1 Feb 2016 to 28 Nov 2017)
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- [FCA CF] Material risk taker (9 Dec 2019 to 6 Aug 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Aug 2023)
- CF3 Chief Executive (13 Apr 2017 to 9 Dec 2019)
- CF28 Systems and controls (1 Feb 2016 to 28 Nov 2017)
- CF1 Director (1 Feb 2016 to 9 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2019 to 6 Aug 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Aug 2023)
- SMF3 Executive Director (7 Nov 2019 to 16 Sep 2020)
- SMF1 Chief Executive (7 Nov 2019 to 16 Sep 2020)
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- CF10a CASS Oversight function (1 Oct 2011 to 30 Oct 2015)
- CF1 Director (18 Jan 2011 to 30 Oct 2015)
- CF28 Systems and controls (18 Jan 2011 to 30 Oct 2015)
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- CF10a CASS Oversight function (1 Oct 2011 to 30 Oct 2015)
- CF28 Systems and controls (18 Jan 2011 to 30 Oct 2015)
- CF1 Director (18 Jan 2011 to 30 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.