Christopher Fleming

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Strata Global Limited (no longer approved here)

    FRN 563834

    • CF30 Customer (7 Nov 2023 to 8 Apr 2026)
  • Laser Digital UK Ltd (no longer approved here)

    FRN 1000108

    • (3)Employed By (7 Nov 2023 to 8 Apr 2026)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (24 Mar 2021 to 6 Jul 2023)
    • [FCA CF] Manager of certification employee (3 Jan 2020 to 6 Jul 2023)
    • [FCA CF] Material risk taker (20 Sep 2017 to 6 Jul 2023)
    • [FCA CF] Client dealing (20 Sep 2017 to 6 Jul 2023)
    • CF30 Customer (14 May 2010 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (24 Mar 2021 to 6 Jul 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Feb 2010)
    • CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.