Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (10 Sep 2007 to 31 May 2013)
-
- CF10 Compliance Oversight (10 Sep 2007 to 31 May 2013)
-
- CF11 Money Laundering Reporting (12 Jul 2007 to 24 Aug 2007)
- CF10 Compliance Oversight (12 Jul 2007 to 24 Aug 2007)
-
- CF10 Compliance Oversight (1 Dec 2001 to 11 Jan 2006)
-
- CF10 Compliance Oversight (1 Dec 2001 to 31 May 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 31 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.