Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF10 Compliance Oversight (10 Sep 2007 to 31 May 2013)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF10 Compliance Oversight (10 Sep 2007 to 31 May 2013)
  • KUWAIT FINANCE HOUSE PLC (no longer approved here)

    FRN 131818

    • CF11 Money Laundering Reporting (12 Jul 2007 to 24 Aug 2007)
    • CF10 Compliance Oversight (12 Jul 2007 to 24 Aug 2007)
  • Mitsubishi UFJ Asset Management (UK) Ltd. (no longer approved here)

    FRN 121816

    • CF10 Compliance Oversight (1 Dec 2001 to 11 Jan 2006)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.