Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (20 Dec 2016 to 27 Feb 2019)
- CF1 Director (AR) (20 Dec 2016 to 27 Feb 2019)
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- Employed By (20 Dec 2016 to 16 Apr 2019)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2010)
- CF27 Investment Management (27 Feb 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Jul 2012)
- CF21 Investment Adviser (3 Mar 2003 to 31 Oct 2007)
- CF11 Money Laundering Reporting (3 Mar 2003 to 28 Oct 2008)
- CF10 Compliance Oversight (3 Mar 2003 to 28 Oct 2008)
- CF1 Director (3 Mar 2003 to 28 Oct 2008)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.