Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Client dealing (6 Mar 2018 to 31 Jan 2023)
    • CF30 Customer (2 Mar 2010 to 6 Mar 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF29 Significant management (1 Nov 2007 to 1 Jul 2008)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 Aug 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.