Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Jul 2021)
    • SMF9 Chair of the Governing Body (since 4 Mar 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (28 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (28 Sep 2015 to 8 Dec 2019)
  • Prism Financial Products LLP (no longer approved here)

    FRN 607481

    • CF4 Partner (24 Jan 2014 to 8 Jun 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF27 Investment Management (23 Apr 2002 to 8 Apr 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.