Christopher Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FNZ Securities Limited (no longer approved here)
FRN 733400
- [FCA CF] CASS oversight function (10 Jan 2025 to 2 Oct 2025)
FNZ (UK) Ltd (no longer approved here)
FRN 438687
- [FCA CF] Material risk taker (3 Nov 2022 to 2 Oct 2025)
- [FCA CF] CASS oversight function (30 Oct 2020 to 2 Oct 2025)
- CF10a CASS Oversight function (2 Dec 2015 to 8 Dec 2019)
SEI Investments (Europe) Ltd (no longer approved here)
FRN 191713
- CF10a CASS Oversight function (19 Dec 2013 to 23 Oct 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.