Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Evelyn Partners Investment Management LLP
FRN 580531
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
- [FCA CF] Client dealing (since 12 Feb 2026)
- [FCA CF] Manager of certification employee (since 12 Feb 2026)
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Evelyn Partners Securities
FRN 124255
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 3 Jun 2024)
- [FCA CF] Functions requiring qualifications (since 16 May 2024)
- [FCA CF] Client dealing (since 16 May 2024)
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Evelyn Partners Investment Services Limited
FRN 131816
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 3 Jun 2024)
- [FCA CF] Functions requiring qualifications (since 16 May 2024)
- [FCA CF] Client dealing (since 16 May 2024)
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- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 3 Jun 2024)
- [FCA CF] Functions requiring qualifications (since 16 May 2024)
- [FCA CF] Client dealing (since 16 May 2024)
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- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 3 Jun 2024)
- [FCA CF] Client dealing (since 16 May 2024)
- [FCA CF] Functions requiring qualifications (since 16 May 2024)
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- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 3 Jun 2024)
- [FCA CF] Client dealing (since 16 May 2024)
- [FCA CF] Functions requiring qualifications (since 16 May 2024)
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Evelyn Partners Asset Management Limited
FRN 223074
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 3 Jun 2024)
- [FCA CF] Client dealing (since 16 May 2024)
- [FCA CF] Functions requiring qualifications (since 16 May 2024)
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Dart Capital Limited
FRN 137569
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 19 Jan 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 31 Aug 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
- CF1 Director (20 Jun 2017 to 8 Dec 2019)
- CF30 Customer (19 Sep 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.