Christopher Antony Campbell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Jul 2012 to 4 Apr 2014)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (12 Oct 2015 to 8 Jan 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 May 2014 to 4 Sep 2015)
  • The DRM Consultancy (no longer approved here)

    FRN 455856

    • Employed By (1 May 2014 to 4 Sep 2015)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (31 May 2011 to 8 Jun 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Oct 2008 to 8 Apr 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.