Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 13 Jan 2026)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 29 Sep 2025)
    • [FCA CF] Client dealing (since 29 Sep 2025)
    • CF30 Customer (since 26 Sep 2025)
    • Employed By (since 26 Sep 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Manager of certification employee (6 Nov 2023 to 1 Jul 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Feb 2010 to 6 Dec 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Feb 2008 to 14 Feb 2010)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF22 Investment Adviser (Trainee) (5 Apr 2002 to 31 Jul 2002)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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