Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Sep 2022)
  • Moore Kingston Smith Financial Advisers Ltd (no longer approved here)

    FRN 558116

    • (21)Employed By (19 Jan 2019 to 16 Mar 2020)
  • CWP Financial Services (U913) (no longer approved here)

    FRN 196531

    • Employed By (5 Mar 2002 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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