Christopher Alan Day

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Heritage Financial Planning Partnership

    FRN 622662

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Apr 2026)
    • [FCA CF] Client dealing (1 Jan 2021 to 1 Apr 2026)
    • Responsible for Insurance Mediation (1 Jul 2014 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Jul 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
  • The Heritage Financial Planning Partnership (no longer approved here)

    FRN 179621

    • (5)Employed By (1 Oct 1998 to 1 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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