The Heritage Financial Planning Partnership

Date authorised
1 July 2014
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rural Innovation Centre
    Avenue H
    Stoneleigh Park
    Kenilworth
    Warwickshire
    CV8 2LG
    ENGLAND
    Phone
    +441926883887

  • Complaints Contact

    Rural Innovation Centre
    Avenue H
    Stoneleigh Park
    Kenilworth
    CV8 2LG
    UNITED KINGDOM
    Phone
    +441926883887

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angela Day

    IRN AXD02552

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (6 May 2016 to 8 Dec 2019)
  • Christopher Alan Day

    IRN CAD00011

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Apr 2026)
    • [FCA CF] Client dealing (1 Jan 2021 to 1 Apr 2026)
    • CF10 Compliance Oversight (1 Jul 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2014 to 30 Sep 2018)
  • Frank Michael Holmes

    IRN FMH00003

    • CF4 Partner (1 Jul 2014 to 21 Apr 2016)
    • CF30 Customer (1 Jul 2014 to 21 Apr 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.