Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Helford Depositary Services Ltd
FRN 935417
- SMF3 Executive Director (since 25 Nov 2021)
- SMF16 Compliance Oversight (since 25 Nov 2021)
- SMF1 Chief Executive (since 25 Nov 2021)
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Helford Capital Partners LLP
FRN 584485
- SMF16 Compliance Oversight (since 26 Aug 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF11 Money Laundering Reporting (8 Jan 2013 to 17 Jul 2013)
- CF10 Compliance Oversight (8 Jan 2013 to 17 Jul 2013)
- CF30 Customer (8 Jan 2013 to 8 Dec 2019)
- CF4 Partner (8 Jan 2013 to 8 Dec 2019)
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- CF1 Director (12 Apr 2010 to 20 Feb 2012)
- CF29 Significant management (17 Feb 2010 to 20 Feb 2012)
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- CF29 Significant management (20 Nov 2008 to 20 Feb 2012)
- CF30 Customer (1 Nov 2007 to 20 Feb 2012)
- CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.