Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 8 Jul 2025)
    • [FCA CF] Client dealing (2 Nov 2016 to 25 Aug 2021)
    • [FCA CF] Material risk taker (2 Nov 2016 to 25 Aug 2021)
    • CF30 Customer (16 Sep 2014 to 6 Mar 2016)
    • [FCA CF] Material risk taker (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 8 Jul 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (24 Jul 2024 to 26 Jun 2025)
    • [FCA CF] Client dealing (24 Jul 2024 to 26 Jun 2025)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (24 Jul 2024 to 26 Jun 2025)
    • [FCA CF] Client dealing (24 Jul 2024 to 26 Jun 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (11 Mar 2011 to 21 Mar 2012)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (11 Mar 2011 to 21 Mar 2012)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (8 Oct 2010 to 6 Dec 2010)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 22 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.