Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 5 Jan 2026)
- [FCA CF] Client dealing (since 8 Jul 2025)
- [FCA CF] Client dealing (2 Nov 2016 to 25 Aug 2021)
- [FCA CF] Material risk taker (2 Nov 2016 to 25 Aug 2021)
- CF30 Customer (16 Sep 2014 to 6 Mar 2016)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 5 Jan 2026)
- [FCA CF] Client dealing (since 8 Jul 2025)
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- [FCA CF] Manager of certification employee (24 Jul 2024 to 26 Jun 2025)
- [FCA CF] Client dealing (24 Jul 2024 to 26 Jun 2025)
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- [FCA CF] Manager of certification employee (24 Jul 2024 to 26 Jun 2025)
- [FCA CF] Client dealing (24 Jul 2024 to 26 Jun 2025)
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- CF30 Customer (11 Mar 2011 to 21 Mar 2012)
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- CF30 Customer (11 Mar 2011 to 21 Mar 2012)
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- CF30 Customer (8 Oct 2010 to 6 Dec 2010)
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- CF21 Investment Adviser (1 Dec 2001 to 22 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.