Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OPTIONS UK PERSONAL PENSIONS LLP
FRN 501747
- SMF27 Partner (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (4 Jun 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Aug 2009 to 1 May 2013)
- CF3 Chief Executive (13 Aug 2009 to 8 Dec 2019)
- CF4 Partner (13 Aug 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.