OPTIONS UK PERSONAL PENSIONS LLP

Date authorised
1 April 2013
Companies House
OC345142
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor Lakeside House Shirwell Crescent
    Furzton Lake
    Milton Keynes
    Buckinghamshire
    MK4 1GA
    UNITED KINGDOM
    Phone
    +443301241505
    Web
    https://www.optionspensions.co.uk

  • Complaints Contact

    1st Floor Lakeside House Shirwell Crescent
    Furzton Lake
    Milton Keynes
    Buckinghamshire
    MK4 1GA
    UNITED KINGDOM
    Phone
    +443301241505

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christine Patricia Hallett

    IRN CPH01030

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (4 Jun 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Aug 2009 to 1 May 2013)
    • CF4 Partner (13 Aug 2009 to 8 Dec 2019)
    • CF3 Chief Executive (13 Aug 2009 to 8 Dec 2019)
  • David Edward Hatch

    IRN DEH01103

    • Responsible for Insurance Distribution (since 5 Oct 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 Sep 2019 to 8 Dec 2019)
  • Graham Leslie Kettleborough

    IRN GLK01011

    • CF2 Non Executive Director (29 Nov 2019 to 8 Dec 2019)
  • Jacqueline Jackson

    IRN JXJ01380

    • CF10 Compliance Oversight (1 May 2013 to 12 Feb 2015)
    • CF11 Money Laundering Reporting (1 May 2013 to 12 Feb 2015)
  • Keith Alan Fisher

    IRN KAF01056

    • CF10 Compliance Oversight (13 Aug 2009 to 11 Aug 2011)
  • Sonia Thelma Billett

    IRN STB01073

    • CF10 Compliance Oversight (11 Aug 2011 to 1 May 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.