Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fortic Financial Services Ltd
FRN 474740
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 22 Nov 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Sep 2025 to 10 Nov 2025)
- SMF3 Executive Director (15 Sep 2025 to 10 Nov 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.