Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRITANNIC TRADING LIMITED (no longer approved here)

    FRN 140459

    • [FCA CF] Client dealing (1 Feb 2020 to 4 Apr 2023)
    • [FCA CF] Material risk taker (1 Feb 2020 to 4 Apr 2023)
    • CF30 Customer (26 Apr 2012 to 8 Dec 2019)
  • Britannic Energy Trading Limited (no longer approved here)

    FRN 184256

    • [FCA CF] Material risk taker (1 Feb 2020 to 4 Apr 2023)
    • [FCA CF] Client dealing (1 Feb 2020 to 4 Apr 2023)
    • CF30 Customer (3 May 2012 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (29 May 2008 to 16 Jan 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 23 Apr 2008)
    • CF21 Investment Adviser (9 Nov 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 23 Apr 2008)
    • CF21 Investment Adviser (9 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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