Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Co-Investment Partners Ltd (no longer approved here)

    FRN 781686

    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 6 Aug 2021)
    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Sep 2017 to 8 Dec 2019)
    • CF1 Director (25 Sep 2017 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.