Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2020)
- SMF3 Executive Director (9 Dec 2019 to 6 Aug 2021)
- CF30 Customer (25 Sep 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (25 Sep 2017 to 8 Dec 2019)
- CF1 Director (25 Sep 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2008)
- CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.