Date authorised
25 September 2017
Companies House
10238041
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Flat 313
    Union Wharf
    23 Wenlock Road
    London
    Hackney
    N1 7ST
    UNITED KINGDOM
    Phone
    +447456784734
  • Complaints Contact

    Flat 313
    Union Wharf
    23 Wenlock Road
    London
    Hackney
    N1 7ST
    UNITED KINGDOM
    Phone
    +447456784734

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bruno Pierre Robert Mory

    IRN BPM01061

    • CF1 Director (23 Feb 2018 to 27 Nov 2018)
    • CF30 Customer (23 Feb 2018 to 27 Nov 2018)
  • Christian Wolfgang Riedel

    IRN CWR01023

    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 6 Aug 2021)
    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Sep 2017 to 8 Dec 2019)
    • CF1 Director (25 Sep 2017 to 8 Dec 2019)
  • Curt Rutger Harald Linderoth

    IRN CXL00215

    • SMF3 Executive Director (since 22 Oct 2021)
  • Hans Peter Bader

    IRN HPB01032

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Mar 2018 to 8 Dec 2019)
    • CF1 Director (2 Mar 2018 to 8 Dec 2019)
  • Stephan Seissl

    IRN SXS04886

    • SMF16 Compliance Oversight (since 29 Jul 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (25 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
    • CF1 Director (25 Sep 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.