Christian Sebastien Jean Marie Rozes

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP (Europe) SA, London Branch

    FRN 992143

    • SMF3 Executive Director (since 12 Dec 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 12 Dec 2023)
    • [FCA CF] Material risk taker (12 Dec 2023 to 31 Dec 2024)
  • TP ICAP Markets Limited

    FRN 124520

    • SMF1 Chief Executive (since 8 Dec 2022)
    • SMF3 Executive Director (since 8 Dec 2022)
    • [FCA CF] Material risk taker (14 Dec 2022 to 31 Dec 2024)
  • TP ICAP MTF LIMITED

    FRN 124341

    • SMF1 Chief Executive (since 8 Dec 2022)
    • SMF3 Executive Director (since 8 Dec 2022)
    • [FCA CF] Material risk taker (8 Dec 2022 to 3 Jul 2023)
  • TP ICAP E&C Limited

    FRN 146880

    • SMF3 Executive Director (since 8 Dec 2022)
    • SMF1 Chief Executive (since 8 Dec 2022)
    • [FCA CF] Material risk taker (8 Dec 2022 to 31 Dec 2024)
  • TP ICAP Broking Limited

    FRN 154234

    • SMF1 Chief Executive (since 8 Dec 2022)
    • SMF3 Executive Director (since 8 Dec 2022)
    • [FCA CF] Material risk taker (8 Dec 2022 to 31 Dec 2024)
  • Liquidnet Europe Limited

    FRN 198039

    • SMF3 Executive Director (since 14 Feb 2022)
    • SMF1 Chief Executive (since 14 Feb 2022)
    • [FCA CF] Material risk taker (14 Feb 2022 to 31 Dec 2024)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • SMF22 Other Local Responsibility (7 Mar 2016 to 5 Oct 2020)
    • CF29 Significant management (1 Mar 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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