Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford & Co Limited
FRN 119179
- Director of firm who is not a certification employee or a SMF manager (since 22 Nov 2023)
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- SMF3 Executive Director (9 Dec 2019 to 17 Dec 2021)
- SMF1 Chief Executive (9 Dec 2019 to 21 Dec 2020)
- CF3 Chief Executive (21 Mar 2013 to 8 Dec 2019)
- CF1 Director (6 Feb 2012 to 8 Dec 2019)
- CF28 Systems and controls (9 Mar 2010 to 27 Dec 2010)
- CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Nov 2006 to 31 Oct 2007)
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- SMF1 Chief Executive (9 Dec 2019 to 21 Dec 2020)
- SMF3 Executive Director (9 Dec 2019 to 17 Dec 2021)
- CF3 Chief Executive (21 Mar 2013 to 8 Dec 2019)
- CF1 Director (6 Feb 2012 to 8 Dec 2019)
- CF28 Systems and controls (9 Mar 2010 to 27 Dec 2010)
- CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Nov 2006 to 31 Oct 2007)
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- SMF3 Executive Director (9 Dec 2019 to 17 Dec 2021)
- SMF1 Chief Executive (9 Dec 2019 to 21 Dec 2020)
- CF3 Chief Executive (21 Mar 2013 to 8 Dec 2019)
- CF1 Director (6 Feb 2012 to 8 Dec 2019)
- CF28 Systems and controls (9 Mar 2010 to 27 Dec 2010)
- CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Nov 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.