Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 3 Sep 2025)
    • CF30 Customer (since 2 Sep 2025)
    • (1)Employed By (since 2 Sep 2025)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • [FCA CF] Client dealing (16 Sep 2024 to 6 Jun 2025)
    • [FCA CF] Functions requiring qualifications (16 Sep 2024 to 6 Jun 2025)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (199)Employed By (16 Dec 2015 to 8 Mar 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (16 Dec 2015 to 8 Mar 2018)
  • LIFT-Financial Ltd (no longer approved here)

    FRN 471394

    • CF30 Customer (6 Nov 2014 to 12 Oct 2015)
  • ASFC LLP (no longer approved here)

    FRN 518468

    • CF30 Customer (5 Aug 2013 to 1 Oct 2014)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (1 Nov 2007 to 5 Nov 2007)
    • CF21 Investment Adviser (26 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Sep 2005 to 26 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.