Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 8 Jul 2020)
    • CF30 Customer (since 8 Jul 2020)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
    • (3)Employed By (since 8 Jul 2020)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (8 Mar 2013 to 9 Sep 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (27 Nov 2012 to 21 Jan 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Jun 2011 to 30 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.