Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Banco Santander, S.A.
FRN 136261
- [FCA CF] Material risk taker (since 17 Dec 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2021)
- [FCA CF] Significant management (since 6 Dec 2021)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Significant management (26 Feb 2018 to 5 Feb 2020)
- CF30 Customer (28 Apr 2011 to 6 Mar 2016)
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- [FCA CF] Material risk taker (26 Feb 2018 to 6 Dec 2021)
- [FCA CF] Significant management (26 Feb 2018 to 6 Dec 2021)
- [PRA CF] Significant risk taker or Material risk taker (26 Feb 2018 to 6 Dec 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 6 Dec 2021)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 6 Dec 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Dec 2021)
- CF30 Customer (28 Apr 2011 to 6 Mar 2016)
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- [FCA CF] Significant management (26 Feb 2018 to 12 Feb 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Feb 2019)
- CF30 Customer (27 Apr 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2008)
- CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.