Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 17 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2021)
    • [FCA CF] Significant management (since 6 Dec 2021)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Significant management (26 Feb 2018 to 5 Feb 2020)
    • CF30 Customer (28 Apr 2011 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Material risk taker (26 Feb 2018 to 6 Dec 2021)
    • [FCA CF] Significant management (26 Feb 2018 to 6 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (26 Feb 2018 to 6 Dec 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Dec 2021)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 6 Dec 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Dec 2021)
    • CF30 Customer (28 Apr 2011 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (26 Feb 2018 to 12 Feb 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Feb 2019)
    • CF30 Customer (27 Apr 2010 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.