Chris Peter Wallsgrove

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Wealth LLP

    FRN 610181

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 5 Nov 2021)
    • CF1 Director (AR) (since 5 Nov 2021)
    • CF30 Customer (since 5 Nov 2021)
    • [FCA CF] Client dealing (since 5 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2021)
  • ROCKWEALTH LEAMINGTON LIMITED

    FRN 930319

    • (2)Employed By (since 5 Nov 2021)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (1 Aug 2017 to 16 Feb 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (11 Dec 2012 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (11 Dec 2012 to 31 Jul 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 23 Jan 2008)
    • CF22 Investment Adviser (Trainee) (26 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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