Chris Nixon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 18 Jun 2025)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Client dealing (since 18 Jun 2025)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Client dealing (28 May 2019 to 8 Apr 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 18 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 18 Dec 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 18 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 18 Dec 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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