Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Feb 2015 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Feb 2015 to 8 Dec 2019)
  • Zennor Asset Management LLP (no longer approved here)

    FRN 218549

    • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
    • CF10 Compliance Oversight (2 Apr 2007 to 1 Apr 2010)
    • CF11 Money Laundering Reporting (2 Apr 2007 to 1 Apr 2010)
    • CF27 Investment Management (2 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.