Chris JONES

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cube Capital Limited

    FRN 977586

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Feb 2023)
    • [FCA CF] Client dealing (since 23 Feb 2023)
    • SMF3 Executive Director (since 23 Feb 2023)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • [FCA CF] Client dealing (9 Dec 2020 to 23 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 23 Feb 2023)
    • CF1 Director (AR) (9 Oct 2019 to 23 Feb 2023)
    • CF30 Customer (5 Aug 2019 to 5 Aug 2019)
  • Cube Capital Limited (no longer approved here)

    FRN 839631

    • Employed By (9 Oct 2019 to 23 Feb 2023)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF30 Customer (26 Apr 2019 to 7 Aug 2019)
    • CF1 Director (AR) (26 Apr 2019 to 7 Aug 2019)
  • Linear Investments Limited (no longer approved here)

    FRN 537389

    • CF30 Customer (8 May 2018 to 9 May 2018)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (27 Feb 2013 to 31 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.