Cube Capital Limited

Date authorised
23 February 2023
Companies House
11813951
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    121 Linkfield Road
    Isleworth
    TW7 6QW
    UNITED KINGDOM
    Phone
    +442039945101
    Web
    http://www.cubecapital.co.uk

  • Complaints Contact

    121 Linkfield Road
    Isleworth
    TW7 6QW
    UNITED KINGDOM
    Phone
    +442039945101

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chris JONES

    IRN CJJ01071

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 23 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 23 Feb 2023)
    • SMF3 Executive Director (since 23 Feb 2023)
  • Robert William Craig

    IRN RWC01092

    • [FCA CF] Client dealing (since 1 Apr 2023)
    • SMF16 Compliance Oversight (since 23 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Feb 2023)
    • SMF3 Executive Director (since 23 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.