Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Significant management (7 Mar 2025 to 19 Sep 2025)
    • [FCA CF] Material risk taker (1 Sep 2021 to 19 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2021 to 19 Sep 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (5 Nov 2016 to 21 Jul 2021)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF1 Director (7 Nov 2011 to 19 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.