Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Societe Generale
FRN 124866
- [FCA CF] Material risk taker (since 20 Jul 2023)
- [FCA CF] Manager of certification employee (since 31 Jan 2018)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2014 to 6 Mar 2016)
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- CF30 Customer (19 Aug 2011 to 13 Nov 2018)
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- CF26 Customer Trading (17 Mar 2005 to 9 May 2005)
- CF21 Investment Adviser (4 Aug 2003 to 17 Mar 2005)
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- CF26 Customer Trading (24 Feb 2003 to 10 Mar 2003)
- CF21 Investment Adviser (21 Jun 2002 to 24 Feb 2003)
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- CF26 Customer Trading (24 Feb 2003 to 10 Mar 2003)
- CF21 Investment Adviser (24 Jun 2002 to 24 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.