Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nationwide Building Society
FRN 106078
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 20 Jun 2022)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 22 Dec 2021)
- CF21 Investment Adviser (5 Feb 2002 to 28 Jul 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2002)
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- CF21 Investment Adviser (5 Feb 2002 to 30 Aug 2002)
- CF22 Investment Adviser (Trainee) (5 Feb 2002 to 5 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.