Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 22 Dec 2021)
    • CF21 Investment Adviser (5 Feb 2002 to 28 Jul 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (5 Feb 2002 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (5 Feb 2002 to 5 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.