Charlotte Jessica Braund

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- [FCA CF] Functions requiring qualifications (22 Feb 2022 to 8 Jun 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2020)
- CF30 Customer (27 Apr 2015 to 8 Dec 2019)
Crystal Clear Financial Planning Limited (no longer approved here)
FRN 571416
- Employed By (29 May 2013 to 27 Sep 2013)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (2 Nov 2011 to 17 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.