Charlie Day

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (11 Jul 2016 to 8 Dec 2019)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF29 Significant management (26 Apr 2013 to 31 Mar 2015)
    • CF30 Customer (12 Jan 2012 to 31 Mar 2015)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF29 Significant management (7 Feb 2011 to 30 Mar 2012)
    • CF30 Customer (28 Oct 2008 to 30 Mar 2012)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 19 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.