Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sarasin & Partners LLP (no longer approved here)

    FRN 475111

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2020)
    • CF30 Customer (22 Oct 2012 to 8 Dec 2019)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF1 Director (1 Dec 2001 to 31 Jan 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF2 Non Executive Director (11 May 2007 to 22 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.