Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 6 Jun 2025)
    • [PRA CF] Managing a material risk taker (since 7 Jul 2022)
    • [FCA CF] Manager of certification employee (since 7 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [PRA CF] Managing a material risk taker (2 Aug 2021 to 3 Mar 2022)
    • [FCA CF] Manager of certification employee (2 Aug 2021 to 3 Mar 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 2 Mar 2023)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2020 to 21 Apr 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 7 Mar 2020)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Significant management (1 Mar 2018 to 27 Dec 2018)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • [FCA CF] Significant management (1 Mar 2018 to 3 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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