Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (7 Mar 2016 to 30 Sep 2017)
- CF28 Systems and controls (1 Nov 2007 to 8 Jan 2015)
- CF11 Money Laundering Reporting (27 Jan 2004 to 14 Mar 2007)
- CF17 Significant Mgt (Other Business Operations) (24 Nov 2003 to 14 Mar 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (24 Nov 2003 to 14 Mar 2007)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
- CF3 Chief Executive (1 Dec 2001 to 24 Nov 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 24 Nov 2003)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.