Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • United Trust Bank Limited (no longer approved here)

    FRN 204463

    • SMF3 Executive Director (7 Mar 2016 to 30 Sep 2017)
    • CF28 Systems and controls (1 Nov 2007 to 8 Jan 2015)
    • CF11 Money Laundering Reporting (27 Jan 2004 to 14 Mar 2007)
    • CF17 Significant Mgt (Other Business Operations) (24 Nov 2003 to 14 Mar 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Nov 2003 to 14 Mar 2007)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
    • CF3 Chief Executive (1 Dec 2001 to 24 Nov 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 24 Nov 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.