Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
- CF11 Money Laundering Reporting (1 Apr 2014 to 8 May 2014)
- CF30 Customer (1 Apr 2014 to 8 Dec 2019)
- CF1 Director (1 Apr 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Apr 2014 to 8 May 2014)
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- CF21 Investment Adviser (17 Sep 2002 to 6 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.